If you are engaged as an investment adviser in Pennsylvania, you are required under PA Code section 303.051 to file a Pennsylvania Investment Advisory Firm Bond as a condition of licensure.
Bonds Express offers a Pennsylvania Investment Advisory Firm Bond with a 99% approval rate.
A surety bond protects the party requesting the bond, the Obligee, against any financial losses as a result of poor financial decisions, damages, unethical decisions, or a failure to follow state and local laws on the part of you, the Principal. The Pennsylvania Investment Advisory Firm Bond holds you accountable for your business decisions.
By possessing a Pennsylvania Investment Advisory Firm Bond, you are telling your Obligee that you can be trusted as a Principal and that you stand behind your business decisions.